Senior Asset Management Supervisor

We're looking for a Senior Associate to join the Asset Management & Funds Department within the FCA’s Buy-Side Supervision Directorate – a team dedicated to developing and applying supervision strategies that truly make a difference in protecting consumers and maintaining the integrity of financial markets.

Role Responsibilities

• Develop and maintain a deep understanding of how major asset management firms operate, identifying where consumers could be placed at risk and shaping more positive outcomes for millions across the UK
• Lead the creation and delivery of supervision strategies that empower firms to raise standards and improve the experience and protection of consumers
• Lead senior-level discussions with clarity and confidence, using sound judgement to shape firm conduct and influence key decisions
• Respond to firm-specific issues and industry developments, ensuring swift and effective action.
• Build strong, productive relationships with internal teams (like Enforcement and Authorisations) and external stakeholders, including other regulators
• Contribute to the continuous improvement of our approach by identifying sector-wide risks, driving innovation and helping evolve our processes
• Grow your knowledge and build your expertise in a role that supports a fairer, more resilient market improving confidence and protection for consumers nationwide
  
  

Minimum

Skills Required

• Prior experience in the asset management, insurance or banking sectors, gained through roles in industry, consultancy or regulatory environments
• Demonstrable experience in reviewing, investigating and assessing information from multiple sources to make sound, evidence-based judgements
• Prior experience in managing relationships with internal and external stakeholders at all levels, demonstrating strong communication and influence